ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Anthony Daley
IRN PAD00002
- (360)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Anthony Farebrother
IRN PAF00004
- (1017)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Anthony Grafton-Holt
IRN PAG00026
- (974)CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2002)
Paul Anthony O'Hara
IRN PAO00014
- (20)CF21 Investment Adviser (15 Mar 2002 to 3 Jun 2003)
Paul Anthony Webster
IRN PAW00003
- (2021)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Antony Banks
IRN PAB00005
- (468)CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)
Paul Benedict Heneghan
IRN PBH00011
- (1553)CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
Paul Bernard Walsh
IRN PBW00014
- (1984)CF22 Investment Adviser (Trainee) (12 Sep 2002 to 3 Jun 2003)
Paul Charles Doyle
IRN PCD00010
- (610)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
Paul Cowperthwaite
IRN PXC00005
- (89)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Walter Tow (no longer appointed)
FRN 207130 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Peter Waugh (no longer appointed)
FRN 207110 · Appointed 29 Oct 2001 · Until 5 Dec 2002
Resource Consolidated Ltd (no longer appointed)
FRN 197106 · Appointed 19 Oct 2001 · Until 3 Jun 2004
Henri Sauleek (no longer appointed)
FRN 197105 · Appointed 18 Oct 2001 · Until 21 Jan 2004
Knoyle Properties Ltd (no longer appointed)
FRN 196994 · Appointed 12 Oct 2001 · Until 23 Apr 2002
Y J Consulting (no longer appointed)
FRN 196869 · Appointed 28 Sep 2001 · Until 3 Jun 2004
Castle Quay Associates (no longer appointed)
FRN 207098 · Appointed 21 Sep 2001 · Until 3 Jun 2004
J. Stewart Cree (no longer appointed)
FRN 196805 · Appointed 21 Sep 2001 · Until 3 Jun 2004
Abacus Insurance Services (no longer appointed)
FRN 207099 · Appointed 21 Sep 2001 · Until 7 Dec 2004
Mortimer & Co International Consultants (no longer appointed)
FRN 196801 · Appointed 17 Sep 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (84)14. Managing investments
1 day ago
controlled function added: (83)[FCA CF] CASS oversight function
1 day ago
controlled function added: (82)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (81)[FCA CF] Material risk taker
1 day ago
controlled function added: (80)[FCA CF] Significant management
1 day ago
controlled function added: (79)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (78)[FCA CF] Material risk taker
1 day ago
controlled function added: (77)[FCA CF] Significant management
1 day ago
controlled function added: (76)[FCA CF] Material risk taker
1 day ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.