Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 31 Jan 2024)
- CF30 Customer (since 13 Jan 2024)
- CF1 Director (AR) (since 28 Jul 2010)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Mar 2023)
- CF30 Customer (1 Nov 2007 to 13 Mar 2023)
- CF7 Sole Trader (AR) (23 Jun 2006 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Webster Associates Ltd
FRN 943143
- Employed By (since 20 Jan 2021)
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- Employed By (19 Sep 2005 to 2 Mar 2021)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.