Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 31 Jan 2024)
    • CF30 Customer (since 13 Jan 2024)
    • CF1 Director (AR) (since 28 Jul 2010)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 13 Mar 2023)
    • CF7 Sole Trader (AR) (23 Jun 2006 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • Employed By (since 20 Jan 2021)
  • Webster Associates Ltd (no longer approved here)

    FRN 439690

    • Employed By (19 Sep 2005 to 2 Mar 2021)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.