ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicholas John Page
IRN NXP00184
- (1468)[FCA CF] Significant management (17 Aug 2021 to 12 Sep 2022)
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Nicholas John Pye
IRN NJP00002
- (54)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Nicholas Michael Maguire
IRN NXM00032
- (1370)CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2002)
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Nicholas Michael Salisbury
IRN NMS00002
- (559)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Nicholas Paul Hey
IRN NPH00001
- (1274)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Nicholas Taylor
IRN NXT00003
- (1836)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Nicholas Tobias Patrick Ingram
IRN NTI00001
- (989)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Nicholas Toby Martin
IRN NTM00002
- (1344)CF22 Investment Adviser (Trainee) (28 Apr 2003 to 3 Jun 2003)
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Nicholas Trevor Hoare
IRN NTH00004
- (749)CF21 Investment Adviser (27 Jun 2003 to 27 Jun 2003)
- (748)CF22 Investment Adviser (Trainee) (5 Nov 2002 to 27 Jun 2003)
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Nicholas William Illingsworth
IRN NWI00001
- (1621)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
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Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
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Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
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Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
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The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (94)SMF7 Group Entity Senior Manager
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controlled function added: (93)SMF7 Group Entity Senior Manager
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controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (91)SMF2 Chief Finance
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controlled function added: (90)SMF3 Executive Director
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controlled function added: (89)[FCA CF] Significant management
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controlled function added: (88)[FCA CF] Functions requiring qualifications
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controlled function added: (87)[FCA CF] Manager of certification employee
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controlled function added: (86)[FCA CF] Material risk taker
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controlled function added: (85)[FCA CF] Client dealing