ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Anthony Daley
IRN PAD00002
- (360)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Anthony Farebrother
IRN PAF00004
- (1017)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Anthony Grafton-Holt
IRN PAG00026
- (974)CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2002)
Paul Anthony O'Hara
IRN PAO00014
- (20)CF21 Investment Adviser (15 Mar 2002 to 3 Jun 2003)
Paul Anthony Webster
IRN PAW00003
- (2021)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Antony Banks
IRN PAB00005
- (468)CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)
Paul Benedict Heneghan
IRN PBH00011
- (1553)CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
Paul Bernard Walsh
IRN PBW00014
- (1984)CF22 Investment Adviser (Trainee) (12 Sep 2002 to 3 Jun 2003)
Paul Charles Doyle
IRN PCD00010
- (610)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
Paul Cowperthwaite
IRN PXC00005
- (89)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

23 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
23 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
23 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
23 hours ago
controlled function added: (91)SMF2 Chief Finance
23 hours ago
controlled function added: (90)SMF3 Executive Director
23 hours ago
controlled function added: (89)[FCA CF] Significant management
23 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
23 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
23 hours ago
controlled function added: (86)[FCA CF] Material risk taker
23 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.