ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Helen Rowena Ewers
IRN HRE00002
- (1531)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Helen Sweeney
IRN HXS00026
- (991)CF22 Investment Adviser (Trainee) (19 Feb 2003 to 5 Jun 2003)
Helen Wardell
IRN HEP00002
- (2098)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Helga Wentworth
IRN HXW00002
- (56)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Hena Mosby
IRN HXA00018
- (1580)CF22 Investment Adviser (Trainee) (6 Mar 2003 to 3 Jun 2003)
Henry Clayman
IRN HXC00002
- (1025)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Henry James Paget
IRN HJP00001
- (713)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Henry Neil Harries
IRN HNH00001
- (934)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hester Reinecke
IRN HXR00249
- (75)SMF7 Group Entity Senior Manager (since 31 Oct 2024)
Hetal Mehta Jobanputra
IRN HXM01385
- (42)[FCA CF] Material risk taker (since 16 Sep 2025)
- (1312)[FCA CF] Significant management (3 Jan 2024 to 1 Jun 2024)

Smaller firms operating under this firm's FCA authorisation.

Jamal S Samerai (no longer appointed)
FRN 176073 · Appointed 1 Jan 1994 · Until 3 Jun 2004
Peter Crofts (no longer appointed)
FRN 183660 · Appointed 6 Dec 1993 · Until 5 Dec 2003
Willbank (UK) Professional Will Writers Ltd (no longer appointed)
FRN 183963 · Appointed 30 Nov 1993 · Until 3 Jun 2004
Golding Chalke & Co (no longer appointed)
FRN 178979 · Appointed 1 Nov 1993 · Until 3 Jun 2004
Schofield Daniel & Hirst Ltd (no longer appointed)
FRN 175304 · Appointed 13 Oct 1993 · Until 18 Oct 2002
The Hon Mrs Caroline Parr (no longer appointed)
FRN 178600 · Appointed 1 Oct 1993 · Until 3 Jun 2004
Marlow's Property Management (no longer appointed)
FRN 179057 · Appointed 1 Sep 1993 · Until 3 Jun 2004
Central Seminars (no longer appointed)
FRN 181842 · Appointed 1 May 1993 · Until 3 Jun 2004
Highland Dental Plan (no longer appointed)
FRN 200990 · Appointed 1 Apr 1993 · Until 19 May 2004
Wakefield and Pontefract Community Health NHS Trust (no longer appointed)
FRN 174993 · Appointed 1 Apr 1993 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

7 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
7 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
7 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
7 hours ago
controlled function added: (91)SMF2 Chief Finance
7 hours ago
controlled function added: (90)SMF3 Executive Director
7 hours ago
controlled function added: (89)[FCA CF] Significant management
7 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
7 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
7 hours ago
controlled function added: (86)[FCA CF] Material risk taker
7 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.