ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Date authorised
1 April 2013
Companies House
00947644
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Christopher Hughes-Jones

    IRN ICH00001

    • (2199)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Ian Cockbain

    IRN IXC00037

    • (1341)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Ian Donald MacKenzie

    IRN IDM01091

    • (99)SMF24 Chief Operations (since 9 Dec 2019)
    • (2177)CF29 Significant management (30 Mar 2016 to 8 Dec 2019)
  • Ian Donald Pringle

    IRN IDP00001

    • (663)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
  • Ian Douglas Lindsay Jamieson

    IRN IDJ00006

    • (1585)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Ian Gibson

    IRN IXG00006

    • (1237)CF21 Investment Adviser (9 Jun 2003 to 9 Jun 2003)
    • (1236)CF22 Investment Adviser (Trainee) (26 Nov 2002 to 9 Jun 2003)
  • Ian Gordon Law-Smith

    IRN IGL00005

    • (241)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Ian Howarth

    IRN IXH00019

    • (2011)CF22 Investment Adviser (Trainee) (23 May 2003 to 3 Jun 2003)
  • Ian James Squires

    IRN IJS00012

    • (501)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Ian Kidd

    IRN IXK00002

    • (356)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Richard Carr (no longer appointed)

    FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004

  • Anthony C Marangos (no longer appointed)

    FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004

  • The Mortgage Desk (no longer appointed)

    FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004

  • Lapada (no longer appointed)

    FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004

  • David Staley (no longer appointed)

    FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004

  • Michael Whitewood (no longer appointed)

    FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004

  • Royle Consulting Group (no longer appointed)

    FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004

  • Olmec Securities Ltd (no longer appointed)

    FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004

  • Telcourt (no longer appointed)

    FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004

  • Retirement Care Group (no longer appointed)

    FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (94)SMF7 Group Entity Senior Manager

  2. controlled function added: (93)SMF7 Group Entity Senior Manager

  3. controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (91)SMF2 Chief Finance

  5. controlled function added: (90)SMF3 Executive Director

  6. controlled function added: (89)[FCA CF] Significant management

  7. controlled function added: (88)[FCA CF] Functions requiring qualifications

  8. controlled function added: (87)[FCA CF] Manager of certification employee

  9. controlled function added: (86)[FCA CF] Material risk taker

  10. controlled function added: (85)[FCA CF] Client dealing