ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian Legrand
IRN IXL00007
- (528)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Longden
IRN IXL00025
- (1305)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Malcolm Fell
IRN IMF00002
- (1079)CF21 Investment Adviser (25 Mar 2003 to 3 Jun 2003)
- (1078)CF22 Investment Adviser (Trainee) (8 Nov 2002 to 25 Mar 2003)
Ian Malcolm Schofield
IRN IMS00002
- (857)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Paul Margerison
IRN IPM00007
- (913)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Philip Riggs
IRN IPR00001
- (1770)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Pinkerton
IRN IXP00005
- (212)CF21 Investment Adviser (22 Jan 2002 to 3 Jun 2003)
Ian Robert Burns
IRN IRB00008
- (856)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Robert Christlo
IRN IRC01050
- (1722)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Ian Roger Murfitt
IRN IRM00001
- (958)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Charter Resources Limited (no longer appointed)
FRN 182574 · Appointed 11 Mar 1996 · Until 3 Jun 2004
Woolhouse Douglas Ltd (no longer appointed)
FRN 181934 · Appointed 1 Mar 1996 · Until 3 Jun 2004
JJ Dell & Co (no longer appointed)
FRN 200913 · Appointed 28 Feb 1996 · Until 3 Jun 2004
Mark Clayton Associates (no longer appointed)
FRN 192512 · Appointed 16 Feb 1996 · Until 3 Jun 2004
Shepherd & Wood Ltd (no longer appointed)
FRN 200900 · Appointed 23 Jan 1996 · Until 3 Jun 2004
Wellesley Investment Management Ltd (no longer appointed)
FRN 179347 · Appointed 3 Jan 1996 · Until 3 Jun 2004
Rutland Group Partnership (no longer appointed)
FRN 183728 · Appointed 2 Jan 1996 · Until 3 Jun 2004
Medical Finance Partners (no longer appointed)
FRN 181747 · Appointed 1 Jan 1996 · Until 3 Jun 2004
Miles Hartley (no longer appointed)
FRN 181690 · Appointed 1 Nov 1995 · Until 3 Jun 2004
Vincent Gillian (no longer appointed)
FRN 200851 · Appointed 1 Nov 1995 · Until 8 Jul 2002

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
8 hours ago
controlled function added: (91)SMF2 Chief Finance
8 hours ago
controlled function added: (90)SMF3 Executive Director
8 hours ago
controlled function added: (89)[FCA CF] Significant management
8 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
8 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
8 hours ago
controlled function added: (86)[FCA CF] Material risk taker
8 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.