Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (25 Mar 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (8 Nov 2002 to 25 Mar 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (25 Mar 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (8 Nov 2002 to 25 Mar 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (25 Mar 2003 to 15 Aug 2003)
    • CF22 Investment Adviser (Trainee) (8 Nov 2002 to 25 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.