Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Feb 2017)
    • CF1 Director (1 Feb 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2017 to 30 Sep 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (10 Mar 2004 to 15 Apr 2004)
    • CF22 Investment Adviser (Trainee) (31 Mar 2003 to 10 Mar 2004)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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