ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian Legrand
IRN IXL00007
- (528)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Longden
IRN IXL00025
- (1305)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Malcolm Fell
IRN IMF00002
- (1079)CF21 Investment Adviser (25 Mar 2003 to 3 Jun 2003)
- (1078)CF22 Investment Adviser (Trainee) (8 Nov 2002 to 25 Mar 2003)
Ian Malcolm Schofield
IRN IMS00002
- (857)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Paul Margerison
IRN IPM00007
- (913)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Philip Riggs
IRN IPR00001
- (1770)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Pinkerton
IRN IXP00005
- (212)CF21 Investment Adviser (22 Jan 2002 to 3 Jun 2003)
Ian Robert Burns
IRN IRB00008
- (856)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ian Robert Christlo
IRN IRC01050
- (1722)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Ian Roger Murfitt
IRN IRM00001
- (958)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Kenneth Horne (no longer appointed)
FRN 180428 · Appointed 27 Jun 1996 · Until 3 Jun 2004
The Self Assessment Co Limited (no longer appointed)
FRN 181615 · Appointed 19 Jun 1996 · Until 3 Jun 2004
Jim Kerr Financial Services (no longer appointed)
FRN 200948 · Appointed 17 Jun 1996 · Until 3 Jun 2004
Adam Harborow (no longer appointed)
FRN 179680 · Appointed 28 May 1996 · Until 3 Jun 2004
Lion Associates (Financial Planning) Ltd (no longer appointed)
FRN 179666 · Appointed 2 May 1996 · Until 20 Apr 2005
Stephen Rowe (no longer appointed)
FRN 192819 · Appointed 1 May 1996 · Until 3 Jun 2004
Cougar Management Services Ltd (no longer appointed)
FRN 200991 · Appointed 30 Apr 1996 · Until 3 Jun 2004
Wissenbach Plc (no longer appointed)
FRN 200994 · Appointed 24 Apr 1996 · Until 3 Jun 2004
James Sugrue (no longer appointed)
FRN 200921 · Appointed 9 Apr 1996 · Until 3 Jun 2004
The Ridgeway Will Company Ltd (no longer appointed)
FRN 180648 · Appointed 3 Apr 1996 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
6 hours ago
controlled function added: (91)SMF2 Chief Finance
6 hours ago
controlled function added: (90)SMF3 Executive Director
6 hours ago
controlled function added: (89)[FCA CF] Significant management
6 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
6 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (86)[FCA CF] Material risk taker
6 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.