ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John David Haydon
IRN JDH00001
- (26)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John David Jackson
IRN JDJ00001
- (11)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
John Davidson
IRN JXD00059
- (1399)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- (1398)CF22 Investment Adviser (Trainee) (6 Sep 2002 to 19 Mar 2003)
John Denis Thomson
IRN JDT00007
- (637)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (636)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
John Dennis Hurd
IRN JDH00008
- (601)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Derek Mutter
IRN JDM00003
- (832)CF22 Investment Adviser (Trainee) (24 Jun 2003 to 1 Jul 2003)
John Dyson Lyttle
IRN JDL00008
- (833)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Edward Hawkings
IRN JEH00041
- (352)CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
John Edward Masefield
IRN JXM00203
- (937)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Edwin Corbett
IRN JEC00016
- (215)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

London & Edinburgh (no longer appointed)
FRN 193913 · Appointed 17 Apr 1998 · Until 3 Jun 2004
Universal Financial Mortgages (no longer appointed)
FRN 186681 · Appointed 8 Apr 1998 · Until 3 Jun 2004
BMP Associates (no longer appointed)
FRN 186537 · Appointed 23 Mar 1998 · Until 3 Jun 2004
John Cavilla Consultancy (no longer appointed)
FRN 187034 · Appointed 12 Mar 1998 · Until 3 Jun 2004
Goodwill Legacies Limited (no longer appointed)
FRN 187031 · Appointed 9 Mar 1998 · Until 3 Jun 2004
Cyril Lewis (no longer appointed)
FRN 135506 · Appointed 18 Feb 1998 · Until 3 Jun 2004
Prakash Ghadialy (no longer appointed)
FRN 186187 · Appointed 16 Feb 1998 · Until 3 Jun 2004
Peter Brooker (no longer appointed)
FRN 186459 · Appointed 10 Feb 1998 · Until 3 Jun 2004
On Line Mortgages Limited (no longer appointed)
FRN 187466 · Appointed 1 Feb 1998 · Until 3 Jun 2004
Freia Kennedy Financial Services (no longer appointed)
FRN 192020 · Appointed 27 Jan 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
11 hours ago
controlled function added: (91)SMF2 Chief Finance
11 hours ago
controlled function added: (90)SMF3 Executive Director
11 hours ago
controlled function added: (89)[FCA CF] Significant management
11 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (86)[FCA CF] Material risk taker
11 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.