ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Porter
IRN JXP00040
- (2085)CF21 Investment Adviser (26 Jun 2003 to 26 Jun 2003)
- (2084)CF22 Investment Adviser (Trainee) (10 Mar 2003 to 26 Jun 2003)
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John Porter
IRN JXP00011
- (1424)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Richard Dwyer
IRN JRD00004
- (738)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Richard Owen
IRN JXO43305
- (1485)[FCA CF] Significant management (9 Dec 2019 to 27 Jul 2022)
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John Richard Wilson
IRN JRW00004
- (732)CF22 Investment Adviser (Trainee) (23 Jan 2003 to 3 Jun 2003)
- (733)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
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John Roberts
IRN JXR00004
- (370)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Roderick Macaskill
IRN JRM01217
- (1472)CF21 Investment Adviser (11 Apr 2003 to 3 Jun 2003)
- (1471)CF22 Investment Adviser (Trainee) (29 Nov 2002 to 11 Apr 2003)
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John Roger Hole
IRN JRH00044
- (1404)CF22 Investment Adviser (Trainee) (20 Feb 2003 to 3 Jun 2003)
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John Russell Faragher
IRN JRF00002
- (810)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Satchwell
IRN JXS01327
- (1902)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Cheshire Mortgage Consultancy (no longer appointed)
FRN 194055 · Appointed 17 Nov 1998 · Until 3 Jun 2004
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McZenzie Knight & Partners (no longer appointed)
FRN 193988 · Appointed 29 Oct 1998 · Until 3 Jun 2004
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Park Lane Mortgage Services (no longer appointed)
FRN 193997 · Appointed 21 Oct 1998 · Until 3 Jun 2004
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Confidential Assignments Ltd (no longer appointed)
FRN 192444 · Appointed 21 Oct 1998 · Until 3 Jun 2004
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Invicta Financial Solutions (no longer appointed)
FRN 201784 · Appointed 14 Oct 1998 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (94)SMF7 Group Entity Senior Manager
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controlled function added: (93)SMF7 Group Entity Senior Manager
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controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (91)SMF2 Chief Finance
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controlled function added: (90)SMF3 Executive Director
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controlled function added: (89)[FCA CF] Significant management
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controlled function added: (88)[FCA CF] Functions requiring qualifications
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controlled function added: (87)[FCA CF] Manager of certification employee
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controlled function added: (86)[FCA CF] Material risk taker
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controlled function added: (85)[FCA CF] Client dealing