Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Chewton Wealth Management Limited
FRN 986607
- Employed By (since 15 Nov 2022)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (since 2 Apr 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- Employed By (8 Dec 2004 to 11 Jul 2023)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.