Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Timothy John Watts
IRN TXW01158
- (2097)CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
- (2096)CF22 Investment Adviser (Trainee) (20 May 2002 to 1 Nov 2002)
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Timothy Knight
IRN TXK01044
- (1542)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Timothy Mark Jenkins
IRN TMJ00008
- (896)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Timothy Mark Le Cocq
IRN TML00014
- (1503)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Apr 2002)
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Timothy Martin Alexander-Dann
IRN TMA00001
- (1781)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Timothy Michael Knight
IRN TMK00002
- (379)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Timothy Norman Mills
IRN TNM00002
- (1626)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Timothy Piers Blackman
IRN TPB00013
- (261)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Timothy Robert Johnson
IRN TRJ00004
- (1438)CF21 Investment Adviser (25 Feb 2003 to 3 Jun 2003)
- (1437)CF22 Investment Adviser (Trainee) (6 Sep 2002 to 25 Feb 2003)
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Timothy William (Cruse) Trudgeon
IRN TWT00001
- (295)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 222947 · Appointed 18 Feb 2003 · Until 3 Jun 2004
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Premier International Properties Ltd (no longer appointed)
FRN 222919 · Appointed 17 Feb 2003 · Until 3 Jun 2004
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Chartes-Reid & Associates Ltd (no longer appointed)
FRN 222768 · Appointed 11 Feb 2003 · Until 3 Jun 2004
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Higham Financial Services Ltd (no longer appointed)
FRN 222678 · Appointed 7 Feb 2003 · Until 3 Jun 2004
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The Mortgage & Investment Partnership (no longer appointed)
FRN 222299 · Appointed 27 Jan 2003 · Until 3 Jun 2004
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Rushbrooke Independent Mortgage Services (no longer appointed)
FRN 222269 · Appointed 22 Jan 2003 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (94)SMF7 Group Entity Senior Manager
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controlled function added: (93)SMF7 Group Entity Senior Manager
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controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (91)SMF2 Chief Finance
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controlled function added: (90)SMF3 Executive Director
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controlled function added: (89)[FCA CF] Significant management
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controlled function added: (88)[FCA CF] Functions requiring qualifications
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controlled function added: (87)[FCA CF] Manager of certification employee
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controlled function added: (86)[FCA CF] Material risk taker
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controlled function added: (85)[FCA CF] Client dealing