Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (27 Jan 2020 to 5 Jul 2023)
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- CF1 Director (AR) (6 Jan 2016 to 30 Nov 2018)
- CF30 Customer (6 Jan 2016 to 30 Nov 2018)
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- CF21 Investment Adviser (25 Feb 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (6 Sep 2002 to 25 Feb 2003)
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- CF21 Investment Adviser (25 Feb 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (6 Sep 2002 to 25 Feb 2003)
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- CF21 Investment Adviser (25 Feb 2003 to 19 Sep 2003)
- CF22 Investment Adviser (Trainee) (6 Sep 2002 to 25 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.