Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 3 Apr 2012)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 May 2002 to 1 Nov 2002)
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Tim Watts Wealth Management Limited
FRN 415522
- (3)Employed By (since 24 Nov 2004)
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- CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (20 May 2002 to 1 Nov 2002)
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- CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (20 May 2002 to 1 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.