Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Terry Hurst
IRN TXH01100
- (396)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Terry Knight
IRN TXK00002
- (81)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Theresa Anne Cherrey
IRN TAC00012
- (132)CF22 Investment Adviser (Trainee) (20 Jun 2003 to 1 Jul 2003)
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Thomas Alan Mitchell
IRN TAM00012
- (188)CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)
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Thomas Alan Roberts
IRN TAR00003
- (1059)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Thomas Anthony Lohan
IRN TAL00003
- (986)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Thomas Attwood
IRN TXA01099
- (1034)CF10 Compliance Oversight (1 Nov 2002 to 8 Mar 2006)
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Thomas Chatterton Beal
IRN TXB15971
- (1588)SMF1 Chief Executive (22 Mar 2023 to 18 Apr 2026)
- (1589)[FCA CF] Material risk taker (1 Dec 2020 to 2 Jun 2021)
- (1591)[FCA CF] Significant management (9 Dec 2019 to 2 Jun 2021)
- (1587)SMF3 Executive Director (9 Dec 2019 to 19 Feb 2024)
- (1590)CF1 Director (22 Aug 2019 to 8 Dec 2019)
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Thomas Dalton
IRN TJD00003
- (1390)CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
- (1389)CF22 Investment Adviser (Trainee) (10 Jan 2003 to 29 May 2003)
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Thomas Eric Parry
IRN TEP00001
- (706)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 222947 · Appointed 18 Feb 2003 · Until 3 Jun 2004
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Premier International Properties Ltd (no longer appointed)
FRN 222919 · Appointed 17 Feb 2003 · Until 3 Jun 2004
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Chartes-Reid & Associates Ltd (no longer appointed)
FRN 222768 · Appointed 11 Feb 2003 · Until 3 Jun 2004
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Higham Financial Services Ltd (no longer appointed)
FRN 222678 · Appointed 7 Feb 2003 · Until 3 Jun 2004
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The Mortgage & Investment Partnership (no longer appointed)
FRN 222299 · Appointed 27 Jan 2003 · Until 3 Jun 2004
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Rushbrooke Independent Mortgage Services (no longer appointed)
FRN 222269 · Appointed 22 Jan 2003 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (94)SMF7 Group Entity Senior Manager
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controlled function added: (93)SMF7 Group Entity Senior Manager
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controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (91)SMF2 Chief Finance
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controlled function added: (90)SMF3 Executive Director
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controlled function added: (89)[FCA CF] Significant management
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controlled function added: (88)[FCA CF] Functions requiring qualifications
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controlled function added: (87)[FCA CF] Manager of certification employee
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controlled function added: (86)[FCA CF] Material risk taker
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controlled function added: (85)[FCA CF] Client dealing