ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Date authorised
1 April 2013
Companies House
00947644
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart James Knight

    IRN SJK00027

    • (1815)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Stuart Lennard Caplan

    IRN SLC00018

    • (429)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Stuart Nicholas Berry

    IRN SNB00007

    • (1847)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Stuart Scott McLean

    IRN SSM00002

    • (1747)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • (1746)CF22 Investment Adviser (Trainee) (19 Feb 2002 to 12 Sep 2002)
  • Studney John Kirby

    IRN SJK00020

    • (1271)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Suresh McMillan

    IRN LXS00046

    • (1777)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Susan Ann Bartlett

    IRN SAB00006

    • (96)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Susan Anne Rees

    IRN SAC00034

    • (788)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Dec 2001)
  • Susan Caplan

    IRN SBR00001

    • (1218)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Susan Hides

    IRN SXH01739

    • (1943)CF21 Investment Adviser (1 Apr 2003 to 3 Jun 2003)
    • (1942)CF22 Investment Adviser (Trainee) (5 Sep 2002 to 1 Apr 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (94)SMF7 Group Entity Senior Manager

  2. controlled function added: (93)SMF7 Group Entity Senior Manager

  3. controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (91)SMF2 Chief Finance

  5. controlled function added: (90)SMF3 Executive Director

  6. controlled function added: (89)[FCA CF] Significant management

  7. controlled function added: (88)[FCA CF] Functions requiring qualifications

  8. controlled function added: (87)[FCA CF] Manager of certification employee

  9. controlled function added: (86)[FCA CF] Material risk taker

  10. controlled function added: (85)[FCA CF] Client dealing

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