Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oyster Wealth Management Limited
FRN 484308
- CF30 Customer (since 1 Feb 2009)
- [FCA CF] Functions requiring qualifications (26 Mar 2021 to 23 May 2022)
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- CF30 Customer (1 Nov 2007 to 12 Mar 2008)
- CF10 Compliance Oversight (2 Feb 2006 to 12 Mar 2008)
- CF1 Director (2 Feb 2006 to 12 Mar 2008)
- CF11 Money Laundering Reporting (2 Feb 2006 to 12 Mar 2008)
- CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
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- (3)Employed By (10 Nov 2003 to 1 Apr 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.