Date authorised
1 April 2013
Companies House
05486663
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Assist Insurance Services Ltd
    Royal House
    Newport Pagnell Road West
    Northampton
    Northamptonshire
    NN4 7JJ
    UNITED KINGDOM
    Phone
    +441604946784
  • Complaints Contact

    Assist Insurance Services Ltd
    Royal House
    Newport Pagnell Road West
    Northampton
    Northamptonshire
    NN4 7JJ
    UNITED KINGDOM
    Phone
    +441604946784

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to agreements in relation to insurance mediation activity
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

    Show 1 limitation
    • · Limited to agreements in relation to insurance mediation activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claire Louise Leech

    IRN CLL01027

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (20 Mar 2012 to 8 Dec 2019)
    • CF1 Director (5 Sep 2005 to 8 Dec 2019)
  • Stephen Geoffrey Leech

    IRN SGL01034

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (19 Mar 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Sep 2005 to 30 Sep 2018)
    • CF1 Director (5 Sep 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (5 Sep 2005 to 31 Mar 2009)
  • Studney John Kirby

    IRN SJK00020

    • CF30 Customer (1 Nov 2007 to 12 Mar 2008)
    • CF1 Director (2 Feb 2006 to 12 Mar 2008)
    • CF11 Money Laundering Reporting (2 Feb 2006 to 12 Mar 2008)
    • CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (2 Feb 2006 to 12 Mar 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.