ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Date authorised
1 April 2013
Companies House
00947644
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Malcolm Joseph Harvey

    IRN MJH00059

    • (50)CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2002)
  • Malcolm Milne

    IRN MXM01549

    • (1066)CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
    • (1065)CF22 Investment Adviser (Trainee) (22 Mar 2002 to 23 Sep 2002)
  • Malcolm Philip Gates

    IRN MPG00015

    • (962)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Malcolm Richard Dolton

    IRN MRD00008

    • (6)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Malcolm Robert Whales

    IRN MTW01041

    • (141)CF21 Investment Adviser (19 Oct 2002 to 3 Jun 2003)
  • Malcolm Roy John Gifford

    IRN MRG00008

    • (1455)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Malcolm Stobart

    IRN MXS00143

    • (260)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
  • Marc Antony Smelt

    IRN MAS00031

    • (1838)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Marc Berryman

    IRN MXB86397

    • (2215)[FCA CF] Significant management (17 Nov 2025 to 31 Jan 2026)
    • (2214)[FCA CF] Material risk taker (17 Nov 2025 to 31 Jan 2026)
  • Marc Gold

    IRN MXG00005

    • (1375)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (94)SMF7 Group Entity Senior Manager

  2. controlled function added: (93)SMF7 Group Entity Senior Manager

  3. controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (91)SMF2 Chief Finance

  5. controlled function added: (90)SMF3 Executive Director

  6. controlled function added: (89)[FCA CF] Significant management

  7. controlled function added: (88)[FCA CF] Functions requiring qualifications

  8. controlled function added: (87)[FCA CF] Manager of certification employee

  9. controlled function added: (86)[FCA CF] Material risk taker

  10. controlled function added: (85)[FCA CF] Client dealing

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