ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard Miles Broughton
IRN RMB00005
- (1343)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Paul Ash
IRN RPA00010
- (1769)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Paul Toll
IRN RPT00001
- (1386)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Peter Jacques Janvier
IRN RPJ00001
- (2055)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Wadeson
IRN RXW00013
- (51)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard William Horton
IRN RWH00004
- (668)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard William Pollock
IRN RWP00029
- (2077)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
Richard William Reith
IRN RWR00010
- (2121)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Robert Alastair Briggs
IRN RAB00022
- (1645)CF22 Investment Adviser (Trainee) (9 Jun 2003 to 9 Jun 2003)
Robert Andrew Hughes
IRN RAH01174
- (343)CF22 Investment Adviser (Trainee) (29 May 2002 to 3 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Financial Union (no longer appointed)
FRN 201765 · Appointed 8 Feb 2000 · Until 9 Sep 2003
Dunford Alexandra Business Consultants (no longer appointed)
FRN 201748 · Appointed 8 Feb 2000 · Until 3 Jun 2004
Advanced Mortgage Services (David Hindmarch) (no longer appointed)
FRN 192455 · Appointed 8 Feb 2000 · Until 3 Jun 2004
Inter Group Insurance Services Ltd (no longer appointed)
FRN 193933 · Appointed 8 Feb 2000 · Until 4 Jan 2002
Dean Street Consultants Ltd (no longer appointed)
FRN 201766 · Appointed 3 Feb 2000 · Until 3 Jun 2004
Ellis & Sons (no longer appointed)
FRN 201753 · Appointed 2 Feb 2000 · Until 3 Jun 2004
CB Accountancy Services (no longer appointed)
FRN 201725 · Appointed 31 Jan 2000 · Until 3 Jun 2004
Viraja Mortgage Services (no longer appointed)
FRN 192342 · Appointed 31 Jan 2000 · Until 3 Jun 2004
Premier Financial Mortgage Services (no longer appointed)
FRN 192482 · Appointed 31 Jan 2000 · Until 12 Sep 2002
Mountford Residential Estate Agents (no longer appointed)
FRN 162243 · Appointed 19 Jan 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.