Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2023)
- CF1 Director (AR) (15 Oct 2009 to 16 Feb 2018)
- CF30 Customer (1 Nov 2007 to 20 Dec 2023)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (AR) (1 Dec 2001 to 5 Oct 2009)
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- (4)Employed By (16 Feb 2018 to 20 Dec 2023)
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- Employed By (28 Sep 2004 to 16 Feb 2018)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Andrews Wealth Ltd
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controlled function added: (4)Employed By at Andrews Wealth Ltd