Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2023)
    • CF1 Director (AR) (15 Oct 2009 to 16 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 20 Dec 2023)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 5 Oct 2009)
  • Andrews Wealth Ltd (no longer approved here)

    FRN 623965

    • (4)Employed By (16 Feb 2018 to 20 Dec 2023)
  • Wesselton Associates Ltd (no longer approved here)

    FRN 402177

    • Employed By (28 Sep 2004 to 16 Feb 2018)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Andrews Wealth Ltd

  2. controlled function added: (4)Employed By at Andrews Wealth Ltd