ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kenneth Duncan Foreman
IRN KDF00001
- (787)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Durie Milne
IRN KDM00001
- (239)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Gordon McLeod
IRN KGM00001
- (784)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2002)
Kenneth James Douglas
IRN KJD00008
- (782)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth James Smith
IRN KJS00003
- (60)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Mark Baker
IRN KMB00013
- (1203)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Platt
IRN KFP00003
- (1246)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Richard Edgeworth Rhatigan
IRN KRR00001
- (259)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Kenneth Thomas Room
IRN KTR00004
- (1049)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Apr 2002)
Keri Davies
IRN KWD00004
- (1672)CF22 Investment Adviser (Trainee) (5 Mar 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Garly L Carr (no longer appointed)
FRN 201772 · Appointed 10 Apr 2000 · Until 3 Jun 2004
The Inheritance Tax & Estate Advisory Service (no longer appointed)
FRN 192493 · Appointed 10 Apr 2000 · Until 3 Jun 2004
4 Weeks.Com Ltd (no longer appointed)
FRN 192325 · Appointed 7 Apr 2000 · Until 3 Jun 2004
Inbound Ltd (no longer appointed)
FRN 193931 · Appointed 31 Mar 2000 · Until 3 Jun 2004
County Financial Management (no longer appointed)
FRN 201952 · Appointed 29 Mar 2000 · Until 3 Jun 2004
Parkers (Alan Mansi) (no longer appointed)
FRN 193682 · Appointed 24 Mar 2000 · Until 3 Jun 2004
Stephen Dadson Independent Mortgage Adviser (no longer appointed)
FRN 194005 · Appointed 22 Mar 2000 · Until 3 Jun 2004
Kingfisher Consultants (no longer appointed)
FRN 192432 · Appointed 22 Mar 2000 · Until 3 Jun 2004
Cartwright & Co (no longer appointed)
FRN 201729 · Appointed 20 Mar 2000 · Until 3 Jun 2004
Allard Associates Healthcare (no longer appointed)
FRN 193690 · Appointed 20 Mar 2000 · Until 17 Nov 2004

Updates to this firm's record on the FCA register.

16 hours ago
controlled function added: (2185)CF1 Director
16 hours ago
controlled function added: (2184)CF3 Chief Executive
16 hours ago
controlled function added: (2183)CF13 Finance
16 hours ago
controlled function added: (2182)CF19 Significant Mgt (Financial Resources)
16 hours ago
controlled function added: (2181)CF27 Investment Management
16 hours ago
controlled function added: (2180)CF28 Systems and controls
16 hours ago
controlled function added: (2179)CF29 Significant management
16 hours ago
controlled function added: (2178)SMF7 Group Entity Senior Manager
16 hours ago
controlled function added: (2177)CF29 Significant management
16 hours ago
controlled function added: (2176)CF22 Investment Adviser (Trainee)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.