ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kevin John Duckworth
IRN KJD00003
- (783)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin John Weekes
IRN KJW00022
- (615)CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2002)
Kevin Keillor
IRN KXK00004
- (1640)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Martin Kirby
IRN KMK00002
- (1137)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Maurice Kingswood
IRN KMK00001
- (1410)CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2002)
Kevin Michael Ennis
IRN KME00001
- (1612)CF22 Investment Adviser (Trainee) (14 Dec 2001 to 7 Apr 2003)
Kevin Nicholas Barrass
IRN KNB00002
- (392)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Paul Giddings
IRN KXG00040
- (1506)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Raymond Spear
IRN KXS00061
- (1283)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Watling
IRN KXW00039
- (1463)CF21 Investment Adviser (5 Jun 2003 to 8 Jun 2003)
- (1462)CF22 Investment Adviser (Trainee) (6 Dec 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Helen Ewers Independent Brokers for Mortgages (no longer appointed)
FRN 201783 · Appointed 27 May 1999 · Until 11 Jul 2002
A.A.R.K. 1 Limited (no longer appointed)
FRN 192329 · Appointed 27 May 1999 · Until 3 Jun 2004
Michael Ratcliffe Associates (no longer appointed)
FRN 193991 · Appointed 25 May 1999 · Until 3 Jun 2004
Chancellor Financial Management (no longer appointed)
FRN 192427 · Appointed 19 May 1999 · Until 3 Jun 2004
Lloyds Residential Properties (no longer appointed)
FRN 193914 · Appointed 18 May 1999 · Until 3 Jun 2004
Terry Humphreys Mortgage Services (no longer appointed)
FRN 192489 · Appointed 13 May 1999 · Until 5 Feb 2003
The Home Agency Residential Sales (no longer appointed)
FRN 194015 · Appointed 13 May 1999 · Until 3 Jun 2004
Canary Associates (no longer appointed)
FRN 201727 · Appointed 10 May 1999 · Until 3 Jun 2004
LPS Associates (no longer appointed)
FRN 192441 · Appointed 8 May 1999 · Until 3 Jun 2004
The Locum Group Limited (no longer appointed)
FRN 192499 · Appointed 6 May 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.