ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nicholas John Page
IRN NXP00184
- (1468)[FCA CF] Significant management (17 Aug 2021 to 12 Sep 2022)
Nicholas John Pye
IRN NJP00002
- (54)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Michael Maguire
IRN NXM00032
- (1370)CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2002)
Nicholas Michael Salisbury
IRN NMS00002
- (559)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Paul Hey
IRN NPH00001
- (1274)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Taylor
IRN NXT00003
- (1836)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Tobias Patrick Ingram
IRN NTI00001
- (989)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas Toby Martin
IRN NTM00002
- (1344)CF22 Investment Adviser (Trainee) (28 Apr 2003 to 3 Jun 2003)
Nicholas Trevor Hoare
IRN NTH00004
- (749)CF21 Investment Adviser (27 Jun 2003 to 27 Jun 2003)
- (748)CF22 Investment Adviser (Trainee) (5 Nov 2002 to 27 Jun 2003)
Nicholas William Illingsworth
IRN NWI00001
- (1621)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Gail Spavin Wealth Management (no longer appointed)
FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2004
Oddie Dalton & Co Ltd (no longer appointed)
FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2004
David Taylor Estate Agents (no longer appointed)
FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004
David Morley Ltd (no longer appointed)
FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2004
TWB (no longer appointed)
FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2004
JJ Abdul Nasser (no longer appointed)
FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2004
Forrest Mortgage Associates (no longer appointed)
FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Forrest Tax & Estate Planning (no longer appointed)
FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Martin & Martin (no longer appointed)
FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Susan Davies (no longer appointed)
FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (2215)[FCA CF] Significant management
1 day ago
controlled function added: (2214)[FCA CF] Material risk taker
1 day ago
controlled function added: (2213)CF22 Investment Adviser (Trainee)
1 day ago
controlled function added: (2212)CF1 Director
1 day ago
controlled function added: (2211)CF16 Significant Mgt (Desgntd Investment Business)
1 day ago
controlled function added: (2210)CF29 Significant management
1 day ago
controlled function added: (2209)SMF24 Chief Operations
1 day ago
controlled function added: (2208)CF21 Investment Adviser
1 day ago
controlled function added: (2207)[FCA CF] Significant management
1 day ago
controlled function added: (2206)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.