ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Malcolm Joseph Harvey
IRN MJH00059
- (50)CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2002)
Malcolm Milne
IRN MXM01549
- (1066)CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
- (1065)CF22 Investment Adviser (Trainee) (22 Mar 2002 to 23 Sep 2002)
Malcolm Philip Gates
IRN MPG00015
- (962)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Richard Dolton
IRN MRD00008
- (6)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Robert Whales
IRN MTW01041
- (141)CF21 Investment Adviser (19 Oct 2002 to 3 Jun 2003)
Malcolm Roy John Gifford
IRN MRG00008
- (1455)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Stobart
IRN MXS00143
- (260)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
Marc Antony Smelt
IRN MAS00031
- (1838)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Marc Berryman
IRN MXB86397
- (2215)[FCA CF] Significant management (17 Nov 2025 to 31 Jan 2026)
- (2214)[FCA CF] Material risk taker (17 Nov 2025 to 31 Jan 2026)
Marc Gold
IRN MXG00005
- (1375)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Bridgefast Management Ltd (no longer appointed)
FRN 201924 · Appointed 13 Mar 2001 · Until 3 Jun 2004
Savage Bracher Associate (no longer appointed)
FRN 195213 · Appointed 8 Mar 2001 · Until 3 Jun 2004
Elite Mortgages (no longer appointed)
FRN 201913 · Appointed 28 Feb 2001 · Until 14 Jul 2005
Michael Harper (no longer appointed)
FRN 201923 · Appointed 28 Feb 2001 · Until 22 Jul 2003
Argyle Fife Holdings (no longer appointed)
FRN 195099 · Appointed 27 Feb 2001 · Until 3 Jun 2004
A&E Mortgage Services (no longer appointed)
FRN 195100 · Appointed 26 Feb 2001 · Until 3 Jun 2004
Stuart Vitty Ltd (no longer appointed)
FRN 195004 · Appointed 20 Feb 2001 · Until 24 Sep 2003
IT Call Centre (no longer appointed)
FRN 201863 · Appointed 12 Feb 2001 · Until 3 Jun 2004
Network Ventures Corporate Solutions (no longer appointed)
FRN 194957 · Appointed 9 Feb 2001 · Until 3 Jun 2004
Forices Officer Group Ltd (no longer appointed)
FRN 194956 · Appointed 6 Feb 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (2215)[FCA CF] Significant management
11 hours ago
controlled function added: (2214)[FCA CF] Material risk taker
11 hours ago
controlled function added: (2213)CF22 Investment Adviser (Trainee)
11 hours ago
controlled function added: (2212)CF1 Director
11 hours ago
controlled function added: (2211)CF16 Significant Mgt (Desgntd Investment Business)
11 hours ago
controlled function added: (2210)CF29 Significant management
11 hours ago
controlled function added: (2209)SMF24 Chief Operations
11 hours ago
controlled function added: (2208)CF21 Investment Adviser
11 hours ago
controlled function added: (2207)[FCA CF] Significant management
11 hours ago
controlled function added: (2206)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.