ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stuart James Knight
IRN SJK00027
- (1815)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stuart Lennard Caplan
IRN SLC00018
- (429)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stuart Nicholas Berry
IRN SNB00007
- (1847)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stuart Scott McLean
IRN SSM00002
- (1747)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1746)CF22 Investment Adviser (Trainee) (19 Feb 2002 to 12 Sep 2002)
Studney John Kirby
IRN SJK00020
- (1271)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Suresh McMillan
IRN LXS00046
- (1777)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Susan Ann Bartlett
IRN SAB00006
- (96)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Susan Anne Rees
IRN SAC00034
- (788)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Dec 2001)
Susan Caplan
IRN SBR00001
- (1218)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Susan Hides
IRN SXH01739
- (1943)CF21 Investment Adviser (1 Apr 2003 to 3 Jun 2003)
- (1942)CF22 Investment Adviser (Trainee) (5 Sep 2002 to 1 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Walter Tow (no longer appointed)
FRN 207130 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Peter Waugh (no longer appointed)
FRN 207110 · Appointed 29 Oct 2001 · Until 5 Dec 2002
Resource Consolidated Ltd (no longer appointed)
FRN 197106 · Appointed 19 Oct 2001 · Until 3 Jun 2004
Henri Sauleek (no longer appointed)
FRN 197105 · Appointed 18 Oct 2001 · Until 21 Jan 2004
Knoyle Properties Ltd (no longer appointed)
FRN 196994 · Appointed 12 Oct 2001 · Until 23 Apr 2002
Y J Consulting (no longer appointed)
FRN 196869 · Appointed 28 Sep 2001 · Until 3 Jun 2004
Castle Quay Associates (no longer appointed)
FRN 207098 · Appointed 21 Sep 2001 · Until 3 Jun 2004
J. Stewart Cree (no longer appointed)
FRN 196805 · Appointed 21 Sep 2001 · Until 3 Jun 2004
Abacus Insurance Services (no longer appointed)
FRN 207099 · Appointed 21 Sep 2001 · Until 7 Dec 2004
Mortimer & Co International Consultants (no longer appointed)
FRN 196801 · Appointed 17 Sep 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 days ago
controlled function added: (2215)[FCA CF] Significant management
5 days ago
controlled function added: (2214)[FCA CF] Material risk taker
5 days ago
controlled function added: (2213)CF22 Investment Adviser (Trainee)
5 days ago
controlled function added: (2212)CF1 Director
5 days ago
controlled function added: (2211)CF16 Significant Mgt (Desgntd Investment Business)
5 days ago
controlled function added: (2210)CF29 Significant management
5 days ago
controlled function added: (2209)SMF24 Chief Operations
5 days ago
controlled function added: (2208)CF21 Investment Adviser
5 days ago
controlled function added: (2207)[FCA CF] Significant management
5 days ago
controlled function added: (2206)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.