ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Stuart Fraser
IRN MSF00008
- (1632)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Stuart Roberts
IRN MSR00024
- (232)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Thomas Delaney
IRN MXD00007
- (1036)CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2002)
Mark Thomas FitzPatrick
IRN MTF00007
- (94)SMF7 Group Entity Senior Manager (since 30 Nov 2023)
Mark Thomas Shields
IRN MTS00002
- (293)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Timothy Bennett
IRN MAB00068
- (924)CF22 Investment Adviser (Trainee) (11 Jun 2002 to 11 Apr 2003)
Mark William Clifford
IRN MWC00001
- (24)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark William Newman
IRN MXN01172
- (52)[FCA CF] Material risk taker (since 15 Aug 2025)
- (1417)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
- (1418)[FCA CF] Significant management (27 Apr 2021 to 18 Mar 2025)
Martin Andrew Abrams
IRN MXA00096
- (140)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Martin Andrew Cook
IRN MAC00014
- (1969)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Walter Tow (no longer appointed)
FRN 207130 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Peter Waugh (no longer appointed)
FRN 207110 · Appointed 29 Oct 2001 · Until 5 Dec 2002
Resource Consolidated Ltd (no longer appointed)
FRN 197106 · Appointed 19 Oct 2001 · Until 3 Jun 2004
Henri Sauleek (no longer appointed)
FRN 197105 · Appointed 18 Oct 2001 · Until 21 Jan 2004
Knoyle Properties Ltd (no longer appointed)
FRN 196994 · Appointed 12 Oct 2001 · Until 23 Apr 2002
Y J Consulting (no longer appointed)
FRN 196869 · Appointed 28 Sep 2001 · Until 3 Jun 2004
Castle Quay Associates (no longer appointed)
FRN 207098 · Appointed 21 Sep 2001 · Until 3 Jun 2004
J. Stewart Cree (no longer appointed)
FRN 196805 · Appointed 21 Sep 2001 · Until 3 Jun 2004
Abacus Insurance Services (no longer appointed)
FRN 207099 · Appointed 21 Sep 2001 · Until 7 Dec 2004
Mortimer & Co International Consultants (no longer appointed)
FRN 196801 · Appointed 17 Sep 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (2215)[FCA CF] Significant management
11 hours ago
controlled function added: (2214)[FCA CF] Material risk taker
11 hours ago
controlled function added: (2213)CF22 Investment Adviser (Trainee)
11 hours ago
controlled function added: (2212)CF1 Director
11 hours ago
controlled function added: (2211)CF16 Significant Mgt (Desgntd Investment Business)
11 hours ago
controlled function added: (2210)CF29 Significant management
11 hours ago
controlled function added: (2209)SMF24 Chief Operations
11 hours ago
controlled function added: (2208)CF21 Investment Adviser
11 hours ago
controlled function added: (2207)[FCA CF] Significant management
11 hours ago
controlled function added: (2206)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.