ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kenneth Duncan Foreman
IRN KDF00001
- (787)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Durie Milne
IRN KDM00001
- (239)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Gordon McLeod
IRN KGM00001
- (784)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2002)
Kenneth James Douglas
IRN KJD00008
- (782)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth James Smith
IRN KJS00003
- (60)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Mark Baker
IRN KMB00013
- (1203)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Platt
IRN KFP00003
- (1246)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kenneth Richard Edgeworth Rhatigan
IRN KRR00001
- (259)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Kenneth Thomas Room
IRN KTR00004
- (1049)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Apr 2002)
Keri Davies
IRN KWD00004
- (1672)CF22 Investment Adviser (Trainee) (5 Mar 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Income Solutions Ltd (no longer appointed)
FRN 192416 · Appointed 17 May 2000 · Until 3 Jun 2004
Halford House Ltd (no longer appointed)
FRN 201780 · Appointed 17 May 2000 · Until 3 Jun 2004
M&D Associates (no longer appointed)
FRN 193911 · Appointed 17 May 2000 · Until 3 Jun 2004
Simon Preston Associates (no longer appointed)
FRN 194002 · Appointed 17 May 2000 · Until 3 Jun 2004
Mortgage Solutions (no longer appointed)
FRN 193518 · Appointed 17 May 2000 · Until 3 Jun 2004
Stevenson Price Insurance Brokers Limited (no longer appointed)
FRN 118721 · Appointed 17 May 2000 · Until 3 Jun 2004
The Mortgage Sourcing Group (no longer appointed)
FRN 194056 · Appointed 17 May 2000 · Until 3 Jun 2004
Credo Financial Solutions (UK) Ltd (no longer appointed)
FRN 193916 · Appointed 12 May 2000 · Until 3 Mar 2004
Ashby & Sutcliffe (no longer appointed)
FRN 153549 · Appointed 11 May 2000 · Until 3 Jun 2004
AS Consultants (no longer appointed)
FRN 193684 · Appointed 11 May 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.