ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Martin Hill
IRN MXH02046
- (801)CF28 Systems and controls (28 Aug 2008 to 21 Apr 2011)
Martin Hodgson
IRN MCH00021
- (1595)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Hugh O'Neill
IRN MHO00003
- (1129)CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
- (1128)CF22 Investment Adviser (Trainee) (2 May 2002 to 23 Sep 2002)
Martin James Grierson
IRN MJG00057
- (1800)CF22 Investment Adviser (Trainee) (14 May 2003 to 3 Jun 2003)
Martin John Cross
IRN MJC00006
- (462)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin John Ogram
IRN MJO00023
- (1168)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin John Sopp
IRN MJS00008
- (822)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin John Wilcocks
IRN MJW00130
- (2042)CF22 Investment Adviser (Trainee) (20 Feb 2003 to 3 Jun 2003)
Martin Joseph Gunning
IRN MJG00037
- (2091)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- (2090)CF22 Investment Adviser (Trainee) (19 Feb 2002 to 13 May 2002)
Martin Joseph Murphy
IRN MXM04801
- (32)[FCA CF] Significant management (since 29 Apr 2026)

Smaller firms operating under this firm's FCA authorisation.

Steven Akers (no longer appointed)
FRN 207128 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 207123 · Appointed 30 Oct 2001 · Until 3 Jun 2004
DJ Lysaght Accountancy Services (no longer appointed)
FRN 207122 · Appointed 30 Oct 2001 · Until 3 Jun 2004
North Wray Associates (no longer appointed)
FRN 207117 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Clifford Charles Linsdell Mortgage & Business Adviser (no longer appointed)
FRN 207120 · Appointed 30 Oct 2001 · Until 3 Jun 2004
PFM Financial Solutions (no longer appointed)
FRN 207116 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Raymond H Matthews (no longer appointed)
FRN 207125 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ellis Financial Management (no longer appointed)
FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Abacus Insurance Services (no longer appointed)
FRN 207118 · Appointed 30 Oct 2001 · Until 7 Dec 2004
Vicky Haywood (no longer appointed)
FRN 207129 · Appointed 30 Oct 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (14)[FCA CF] Client dealing
10 hours ago
controlled function added: (13)14. Managing investments
10 hours ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (11)[FCA CF] Client dealing
10 hours ago
controlled function added: (10)14. Managing investments
10 hours ago
controlled function added: (9)[FCA CF] Significant management
10 hours ago
controlled function added: (8)[FCA CF] Material risk taker
10 hours ago
controlled function added: (7)[FCA CF] Significant management
10 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.