Martin James Grierson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF4 Partner (AR) (since 4 Nov 2003)
- CF21 Investment Adviser (4 Nov 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 May 2003 to 4 Nov 2003)
Grierson Wealth Management
FRN 402159
- (1)Employed By (since 28 Sep 2004)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (18 Dec 2006 to 3 Apr 2008)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF22 Investment Adviser (Trainee) (14 May 2003 to 3 Jun 2003)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF22 Investment Adviser (Trainee) (14 May 2003 to 3 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.