Martin John Wilcocks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wilcocks & Associates Ltd

    FRN 501064

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Jul 2015 to 8 Dec 2019)
    • CF1 Director (23 Oct 2012 to 8 Dec 2019)
  • Martin Wilcocks (no longer approved here)

    FRN 416969

    • (1)Employed By (8 Dec 2004 to 17 Aug 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (23 Jul 2003 to 17 Aug 2005)
    • CF22 Investment Adviser (Trainee) (20 Feb 2003 to 23 Jul 2003)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (20 Feb 2003 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (20 Feb 2003 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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