ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Howard David Ellett
IRN HDE00001
- (1265)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Howard John Tallant
IRN HJT00001
- (1712)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Howard Keith Lee
IRN HKL00001
- (182)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Howard Leonard Morton
IRN HLM00007
- (971)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
Howard Llewellyn
IRN HXL00002
- (240)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hugh Baird Morton
IRN HXM01051
- (274)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hugh John Cave Humfrey
IRN HJH01033
- (2076)CF22 Investment Adviser (Trainee) (25 Mar 2003 to 3 Jun 2003)
Hugh John Gladman
IRN HJG01015
- (410)CF10 Compliance Oversight (1 Dec 2001 to 5 Nov 2002)
- (411)CF1 Director (1 Dec 2001 to 31 Dec 2011)
Hugh Mark Raivid
IRN HMR00001
- (563)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hugh Morton
IRN HXM00003
- (1187)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

The Charter Mortgage Service (no longer appointed)
FRN 183818 · Appointed 1 Jan 1997 · Until 3 Jun 2004
Frensham Associates Limited (no longer appointed)
FRN 186112 · Appointed 13 Dec 1996 · Until 1 Jul 2003
Winslade Consultants Limited (no longer appointed)
FRN 186682 · Appointed 10 Dec 1996 · Until 3 Jun 2004
Harry Hyman (no longer appointed)
FRN 181616 · Appointed 6 Nov 1996 · Until 3 Jun 2004
AJC Mortgages (no longer appointed)
FRN 200970 · Appointed 30 Oct 1996 · Until 3 Jun 2004
Mike Elder (no longer appointed)
FRN 181744 · Appointed 8 Oct 1996 · Until 3 Jun 2004
Leeds Mortgage Centre (no longer appointed)
FRN 181933 · Appointed 1 Oct 1996 · Until 3 Jun 2004
Mortgage Select (no longer appointed)
FRN 185107 · Appointed 1 Sep 1996 · Until 3 Jun 2004
Meridian Partnership (no longer appointed)
FRN 184505 · Appointed 1 Aug 1996 · Until 3 Jun 2004
Allied Mortgage Services (no longer appointed)
FRN 181844 · Appointed 1 Jul 1996 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (14)[FCA CF] Client dealing
10 hours ago
controlled function added: (13)14. Managing investments
10 hours ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (11)[FCA CF] Client dealing
10 hours ago
controlled function added: (10)14. Managing investments
10 hours ago
controlled function added: (9)[FCA CF] Significant management
10 hours ago
controlled function added: (8)[FCA CF] Material risk taker
10 hours ago
controlled function added: (7)[FCA CF] Significant management
10 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.