ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John David Haydon
IRN JDH00001
- (26)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John David Jackson
IRN JDJ00001
- (11)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
John Davidson
IRN JXD00059
- (1399)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- (1398)CF22 Investment Adviser (Trainee) (6 Sep 2002 to 19 Mar 2003)
John Denis Thomson
IRN JDT00007
- (637)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (636)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
John Dennis Hurd
IRN JDH00008
- (601)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Derek Mutter
IRN JDM00003
- (832)CF22 Investment Adviser (Trainee) (24 Jun 2003 to 1 Jul 2003)
John Dyson Lyttle
IRN JDL00008
- (833)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Edward Hawkings
IRN JEH00041
- (352)CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
John Edward Masefield
IRN JXM00203
- (937)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Edwin Corbett
IRN JEC00016
- (215)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Complete Mortgage Services (no longer appointed)
FRN 193984 · Appointed 18 Mar 1999 · Until 3 Jun 2004
Chase Hamilton Associates Ltd (no longer appointed)
FRN 193938 · Appointed 11 Mar 1999 · Until 3 Jun 2004
Martin Rhodes (no longer appointed)
FRN 163800 · Appointed 5 Mar 1999 · Until 3 Jun 2004
Ermasure Ltd (no longer appointed)
FRN 201759 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Me2 Financial (no longer appointed)
FRN 192461 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Malcolm Gifford Associates (no longer appointed)
FRN 192456 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Professional Mortgages (no longer appointed)
FRN 201940 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Mortgage Advisory Services (UK) (no longer appointed)
FRN 193998 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Tony Fu (no longer appointed)
FRN 193874 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Packwood Property Services (no longer appointed)
FRN 193532 · Appointed 3 Mar 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (14)[FCA CF] Client dealing
11 hours ago
controlled function added: (13)14. Managing investments
11 hours ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (11)[FCA CF] Client dealing
11 hours ago
controlled function added: (10)14. Managing investments
11 hours ago
controlled function added: (9)[FCA CF] Significant management
11 hours ago
controlled function added: (8)[FCA CF] Material risk taker
11 hours ago
controlled function added: (7)[FCA CF] Significant management
11 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.