ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Marcel Alexander Wilson
IRN MAW00034
- (1736)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Margaret Elizabeth Ralph
IRN MER00002
- (1340)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Maria Christina Kyritsis
IRN MCK00007
- (1787)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Maria Elizabeth Goodwin
IRN MEG00004
- (840)CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2002)
Marie Alexandra Meagher
IRN MAM00066
- (1816)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mario La Torre
IRN MXL00006
- (1750)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mario Picciau
IRN MXP01514
- (1636)CF22 Investment Adviser (Trainee) (27 May 2003 to 3 Jun 2003)
Marjory Jean Glen
IRN MJG00007
- (387)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Adrian Ainsworth
IRN MXA00091
- (1304)CF21 Investment Adviser (18 Nov 2002 to 3 Jun 2003)
- (1303)CF22 Investment Adviser (Trainee) (20 Jun 2002 to 18 Nov 2002)
Mark Alexander Weller
IRN MXW00108
- (325)CF22 Investment Adviser (Trainee) (9 Jun 2003 to 9 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

G. Clarke & Co (no longer appointed)
FRN 201850 · Appointed 31 Jan 2001 · Until 3 Jun 2004
Mansionhouse Commercial Mortgages Ltd (no longer appointed)
FRN 195098 · Appointed 28 Jan 2001 · Until 17 May 2002
Honeywells (no longer appointed)
FRN 194802 · Appointed 25 Jan 2001 · Until 3 Jun 2004
Aran Curry (no longer appointed)
FRN 194803 · Appointed 24 Jan 2001 · Until 3 Jun 2004
Fahren Ltd (no longer appointed)
FRN 194801 · Appointed 23 Jan 2001 · Until 3 Jun 2004
Bell Hollingworth (Scotland) (no longer appointed)
FRN 201848 · Appointed 18 Jan 2001 · Until 3 Jun 2004
Excalibur Mortgage Company (no longer appointed)
FRN 194800 · Appointed 17 Jan 2001 · Until 3 Jun 2004
G.J. Miller Associates (no longer appointed)
FRN 194763 · Appointed 22 Dec 2000 · Until 3 Jun 2004
Info Mortgages co.uk (no longer appointed)
FRN 194691 · Appointed 20 Dec 2000 · Until 3 Jun 2004
London Wall Associates Ltd (no longer appointed)
FRN 194692 · Appointed 19 Dec 2000 · Until 17 Nov 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (14)[FCA CF] Client dealing
11 hours ago
controlled function added: (13)14. Managing investments
11 hours ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (11)[FCA CF] Client dealing
11 hours ago
controlled function added: (10)14. Managing investments
11 hours ago
controlled function added: (9)[FCA CF] Significant management
11 hours ago
controlled function added: (8)[FCA CF] Material risk taker
11 hours ago
controlled function added: (7)[FCA CF] Significant management
11 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.