ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jane Ballantyne

  IRN JXB00200

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Jane Elizabeth Bownas

  IRN JEB00006

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Jane Rachel Patricia McTigue

  IRN JRM01089

  • CF10 Compliance Oversight (1 Dec 2001 to 28 Mar 2003)
• Janine Edwards

  IRN JXC00188

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Jared Whitehouse

  IRN JXW01952

  • SMF18 Other Overall Responsibility (26 Sep 2024 to 22 Oct 2025)
  • [FCA CF] Manager of certification employee (31 Jul 2024 to 8 Aug 2024)
  • [FCA CF] Material risk taker (1 Jan 2022 to 26 Sep 2024)
  • [FCA CF] Significant management (10 Jun 2020 to 26 Sep 2024)
  • SMF5 Head of Internal Audit (10 Dec 2018 to 16 Sep 2020)
  • SIMF5 Head of Internal Audit Function (1 Jan 2018 to 9 Dec 2018)
  • CF11 Money Laundering Reporting (19 Aug 2008 to 31 Mar 2012)
  • CF10 Compliance Oversight (11 Feb 2008 to 21 Aug 2015)
• Jason Benjamin Bleanch

  IRN JBB00009

  • CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)
• Jason Hale

  IRN JXH00135

  • CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 30 Jan 2003)
• Jason Keith Wheelhouse

  IRN JKW00007

  • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
• Jason Mark Manley

  IRN JMM00007

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Jason Peter Coombes

  IRN JPC00004

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

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No changes recorded yet.