ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Pearson

  IRN AXP00099

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alan Spiers

  IRN AXS00017

  • CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
• Alan Stefan Wodzynski

  IRN ASW00020

  • CF22 Investment Adviser (Trainee) (14 Mar 2003 to 3 Jun 2003)
• Alan Thomas Filsell

  IRN ATF00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alan Thomas Ward

  IRN ATW00008

  • CF22 Investment Adviser (Trainee) (29 May 2002 to 3 Jun 2003)
• Alan Victor Wiseman

  IRN AVW00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alan William Chestnutt

  IRN AWC00009

  • CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2002)
• Alan William Cook

  IRN AWC00007

  • CF22 Investment Adviser (Trainee) (19 Feb 2002 to 28 May 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 28 May 2002)
• Alan William Lindley

  IRN AWL00007

  • CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jan 2003)
• Alastair Buchan

  IRN AXB00009

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

• Peter Mole & Co (no longer appointed)

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• Primrose Associates Limited (no longer appointed)

  FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004

• Reid & Co Trust & Estate Planning (no longer appointed)

  FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2003

• Complete Mortgage Centre Ltd (no longer appointed)

  FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2003

• Fundamental Leisure Ltd (no longer appointed)

  FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2003

• Mortgage Hut Ltd (no longer appointed)

  FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004

• Alison Rigg Limited (no longer appointed)

  FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2003

• Nicholas Slater & Co Ltd (no longer appointed)

  FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2003

• Penney Partnership Ltd (no longer appointed)

  FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2003

• The Bespoke Mortgage Company (no longer appointed)

  FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2003

No changes recorded yet.