ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jose Maria Garcia Campo

  IRN JMG01153

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Joseph Blackie

  IRN JGB00025

  • CF21 Investment Adviser (1 Oct 2002 to 10 Dec 2002)
• Joseph Cerere Mulandi

  IRN JCM00018

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Joseph Dan Beiny

  IRN JDB00033

  • CF22 Investment Adviser (Trainee) (27 Aug 2002 to 3 Jun 2003)
• Joseph John Wiggins

  IRN JJW01092

  • [FCA CF] Manager of certification employee (since 11 Mar 2026)
  • [FCA CF] Material risk taker (since 14 May 2024)
  • [FCA CF] Significant management (since 12 Sep 2023)
  • [FCA CF] Manager of certification employee (12 Sep 2023 to 1 Jun 2024)
  • [FCA CF] Significant management (19 Jul 2021 to 9 Sep 2022)
• Joseph O'Brian (Joe) Moore

  IRN JOM00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Joseph Thomas

  IRN JXT00064

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Josephine Clemency Blythe

  IRN JCB00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Josephine Mary Therese Rose Pollard

  IRN JMP00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Julia Elizabeth Richardson

  IRN JER00002

  • CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
  • CF22 Investment Adviser (Trainee) (31 Dec 2002 to 18 Jun 2003)

• Whitestone Financial (no longer appointed)

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• S M Consultancy (no longer appointed)

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• Dinford Alexandra Ltd (no longer appointed)

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• Partner Finance (no longer appointed)

  FRN 219935 · Appointed 22 Oct 2002 · Until 3 Jun 2003

• Meopham Mortgages Services (no longer appointed)

  FRN 219934 · Appointed 22 Oct 2002 · Until 3 Jun 2003

• Genesis Corporate Services Ltd (no longer appointed)

  FRN 219552 · Appointed 7 Oct 2002 · Until 3 Jun 2003

• M & M Mortgages (no longer appointed)

  FRN 219453 · Appointed 3 Oct 2002 · Until 3 Jun 2003

• AMTP Independent Mortgage Services (no longer appointed)

  FRN 219433 · Appointed 3 Oct 2002 · Until 3 Jun 2003

• Lockie Mortgage Consultants (no longer appointed)

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• Andrew Brown 57 Ltd (no longer appointed)

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No changes recorded yet.