ST. JAMES'S PLACE UK PLC

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FRN: 150026
Date authorised: 1 April 2013
Companies House: 02628062
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

St. James's Place House

1 Tetbury Road

Cirencester

Gloucestershire

GL7 1FP

UNITED KINGDOM

Phone

+4401285640302

Web

https://www.sjp.co.uk
Complaints Contact

St. James's Place House

1 Tetbury Road

Cirencester

Gloucestershire

GL7 1FP

UNITED KINGDOM

Phone

+4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Insurance Policies

For All, Life and annuity, Linked long-term, Pension fund management, Permanent health
Stockbroking

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet
Show 3 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term, Pension fund management, Permanent health
Runs Personal Pensions

For Professional, Retail (Investment), Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Peter Anthony O'Grady
IRN PAO00013
- (233)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Bowyer
IRN PXB01507
- (2171)CF22 Investment Adviser (Trainee) (9 May 2002 to 27 Aug 2002)
Peter Bryce Curry
IRN PBC00016
- (2069)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Buckle
IRN PXB00003
- (1968)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Burke
IRN PXB00191
- (2156)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Peter Burn
IRN PXB00038
- (797)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Charles Collins
IRN PCC00002
- (319)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Charles Falconer
IRN PCF00007
- (334)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter David Cumberworth
IRN PDC00002
- (126)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter David Glew
IRN PDG01026
- (2034)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Jun 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Halton Kelly Independent Property Sevices (no longer appointed)
FRN 221624 · Appointed 2 Jan 2003 · Until 3 Jun 2003
Capital Homes (no longer appointed)
FRN 221518 · Appointed 20 Dec 2002 · Until 3 Jun 2003
Northern Mortgages Ltd (no longer appointed)
FRN 220982 · Appointed 30 Nov 2002 · Until 3 Jun 2003
Selective Consulting Ltd (no longer appointed)
FRN 220983 · Appointed 30 Nov 2002 · Until 3 Jun 2003
MD Wealth Management (no longer appointed)
FRN 220981 · Appointed 30 Nov 2002 · Until 3 Jun 2003
DRE & Co Consultancy & Financial Services Ltd (no longer appointed)
FRN 220670 · Appointed 14 Nov 2002 · Until 23 Mar 2004
Stavros Neodeous Practice (no longer appointed)
FRN 220671 · Appointed 14 Nov 2002 · Until 3 Jun 2003
Tom Hay Wealtth Management (no longer appointed)
FRN 220645 · Appointed 14 Nov 2002 · Until 3 Jun 2003
Malcolm Gates Financial Services (no longer appointed)
FRN 220643 · Appointed 13 Nov 2002 · Until 3 Jun 2003
S M Consultancy (no longer appointed)
FRN 220555 · Appointed 11 Nov 2002 · Until 3 Jun 2003

Recent activity

Updates to this firm's record on the FCA register.

11 hours ago
trading name added: J Rothschild Assurance Public Limited Company
11 hours ago
controlled function added: (80)SMF1 Chief Executive
11 hours ago
controlled function added: (79)SMF24 Chief Operations
11 hours ago
controlled function added: (78)SMF9 Chair of the Governing Body
11 hours ago
controlled function added: (77)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (76)SMF11 Chair of the Audit Committee
11 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (74)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (73)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (72)SMF18 Other Overall Responsibility

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.