Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALL MEDICAL PROFESSIONALS LTD (no longer approved here)

    FRN 309653

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jan 2022)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (9 May 2002 to 27 Aug 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (9 May 2002 to 27 Aug 2002)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (9 May 2002 to 27 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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