Date authorised
1 April 2013
Companies House
04468555
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 5
    Stanton Court
    Stirling Road
    South Marston Industrial Estate
    Swindon
    SN3 4YH
    UNITED KINGDOM
    Phone
    +442037576950
  • Complaints Contact

    Unit 5
    Stanton Court
    Stirling Road
    South Marston Industrial Estate
    Swindon
    SN3 4YH
    UNITED KINGDOM
    Phone
    +442037576950

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam O'Keeffe

    IRN AXO01589

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Sep 2016 to 8 Dec 2019)
  • Andrew Stewart Hunter

    IRN ASH01128

    • [FCA CF] Significant management (since 5 Nov 2025)
  • Jane Bean

    IRN JAB01399

    • [FCA CF] Significant management (since 5 Nov 2025)
  • Karen Coombe

    IRN KXC00147

    • [FCA CF] Significant management (9 Dec 2019 to 5 Dec 2025)
  • Michael Andrew Bruce

    IRN MAB01282

    • [FCA CF] Significant management (since 5 Nov 2025)
  • Nigel George Ashley

    IRN NGA00003

    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Jun 2019)
    • CF1 Director (AR) (15 Jun 2011 to 21 Jun 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 21 Jun 2019)
  • Peter Bowyer

    IRN PXB01507

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jan 2022)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Shane McCauley

    IRN SXM01261

    • [FCA CF] Significant management (since 5 Nov 2025)
  • Stephen Alan Ross

    IRN SAR01219

    • [FCA CF] Significant management (since 5 Nov 2025)
  • Thomas Chaston

    IRN TXC01619

    • Responsible for Insurance Distribution (since 5 Feb 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Sep 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.