Peter Burke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CONFIAR FINANCE LIMITED

    FRN 471417

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
    • CF1 Director (3 Sep 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Sep 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Sep 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Sep 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (3 Sep 2007 to 30 Sep 2018)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF21 Investment Adviser (10 Jul 2003 to 1 Feb 2005)
    • CF22 Investment Adviser (Trainee) (10 Jul 2003 to 10 Jul 2003)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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