ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Stuart Fraser

  IRN MSF00008

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Mark Stuart Roberts

  IRN MSR00024

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Mark Thomas Delaney

  IRN MXD00007

  • CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2002)
• Mark Thomas FitzPatrick

  IRN MTF00007

  • SMF7 Group Entity Senior Manager (since 30 Nov 2023)
• Mark Thomas Shields

  IRN MTS00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Mark Timothy Bennett

  IRN MAB00068

  • CF22 Investment Adviser (Trainee) (11 Jun 2002 to 11 Apr 2003)
• Mark William Clifford

  IRN MWC00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Mark William Newman

  IRN MXN01172

  • [FCA CF] Material risk taker (since 15 Aug 2025)
  • [FCA CF] Significant management (27 Apr 2021 to 18 Mar 2025)
• Martin Andrew Abrams

  IRN MXA00096

  • CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
• Martin Andrew Cook

  IRN MAC00014

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

• Oddie Dalton & Co Ltd (no longer appointed)

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• David Morley Ltd (no longer appointed)

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• David Taylor Estate Agents (no longer appointed)

  FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004

• TWB (no longer appointed)

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• JJ Abdul Nasser (no longer appointed)

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• Forrest Tax & Estate Planning (no longer appointed)

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• Martin & Martin (no longer appointed)

  FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2003

• Forrest Mortgage Associates (no longer appointed)

  FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2003

• David Raybould (no longer appointed)

  FRN 221942 · Appointed 13 Jan 2003 · Until 3 Jun 2003

• Susan Davies (no longer appointed)

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No changes recorded yet.