ST. JAMES'S PLACE UK PLC

Date authorised
1 April 2013
Companies House
02628062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 3 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Malcolm Jones

    IRN MXJ00020

    • (243)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • (242)CF22 Investment Adviser (Trainee) (11 Feb 2002 to 12 Sep 2002)
  • Malcolm Joseph Harvey

    IRN MJH00059

    • (1197)CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2002)
  • Malcolm Milne

    IRN MXM01549

    • (945)CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
    • (944)CF22 Investment Adviser (Trainee) (22 Mar 2002 to 23 Sep 2002)
  • Malcolm Philip Gates

    IRN MPG00015

    • (998)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Malcolm Richard Dolton

    IRN MRD00008

    • (153)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Malcolm Robert Whales

    IRN MTW01041

    • (173)CF21 Investment Adviser (19 Oct 2002 to 3 Jun 2003)
  • Malcolm Roy John Gifford

    IRN MRG00008

    • (1674)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Malcolm Stobart

    IRN MXS00143

    • (265)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
  • Marc Antony Smelt

    IRN MAS00031

    • (1731)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Marc Berryman

    IRN MXB86397

    • (2138)[FCA CF] Material risk taker (17 Nov 2025 to 31 Jan 2026)
    • (2139)[FCA CF] Significant management (17 Nov 2025 to 31 Jan 2026)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: J Rothschild Assurance Public Limited Company

  2. controlled function added: (80)SMF1 Chief Executive

  3. controlled function added: (79)SMF24 Chief Operations

  4. controlled function added: (78)SMF9 Chair of the Governing Body

  5. controlled function added: (77)SMF7 Group Entity Senior Manager

  6. controlled function added: (76)SMF11 Chair of the Audit Committee

  7. controlled function added: (75)SMF7 Group Entity Senior Manager

  8. controlled function added: (74)SMF7 Group Entity Senior Manager

  9. controlled function added: (73)SMF7 Group Entity Senior Manager

  10. controlled function added: (72)SMF18 Other Overall Responsibility

Show more