Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lester Brunt Wealth Management Ltd (no longer approved here)

    FRN 608489

    • (11)Employed By (11 Oct 2013 to 31 Mar 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (16 Apr 2010 to 1 Oct 2012)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2016)
    • CF21 Investment Adviser (12 Sep 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Feb 2002 to 12 Sep 2002)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (11 Feb 2002 to 12 Sep 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (11 Feb 2002 to 12 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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