ST. JAMES'S PLACE UK PLC
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Bank Deposits
For All, Deposit
Authorised to Operate
Arranges Investments
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Manages Insurance Policies
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Stockbroking
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme
Issues Insurance
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
Runs Personal Pensions
For Retail (Investment), Professional, Personal pension scheme
Investment Setup
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Richard John Evans
IRN RJE00011
- (75)CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2002)
- Richard John Felton
IRN RJF00029
- (773)CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2003)
- Richard Joseph Hudson
IRN RJH00063
- (644)CF22 Investment Adviser (Trainee) (29 May 2002 to 3 Jun 2003)
- Richard Julian
IRN RXJ00002
- (198)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Richard Lee-Warder
IRN RXL00027
- (148)CF22 Investment Adviser (Trainee) (3 Dec 2002 to 3 Jun 2003)
- Richard Leslie Jenkins
IRN RLJ00001
- (58)CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
- Richard Mark Thomas
IRN RMT00003
- (391)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Apr 2002)
- Richard Mark Wilson
IRN RMW00047
- (1031)CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2002)
- Richard Miles Broughton
IRN RMB00005
- (1317)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- Richard Paul Ash
IRN RPA00010
- (1815)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Michael Ranaido Financial Services(no longer appointed)
FRN 194204 · Appointed 3 Nov 2000 · Until 3 Jun 2003
- Doe & Brierley Investment & Financial Services Ltd(no longer appointed)
FRN 194169 · Appointed 20 Oct 2000 · Until 3 Jun 2003
- Hammersley & Hancock Mortgage Services(no longer appointed)
FRN 194170 · Appointed 12 Oct 2000 · Until 3 Jun 2003
- E.C.A.N: Edinburgh Chartered Architects Network(no longer appointed)
FRN 193093 · Appointed 25 Sep 2000 · Until 3 Jun 2003
- Anthony Swanston Consultants Ltd(no longer appointed)
FRN 193092 · Appointed 25 Sep 2000 · Until 3 Jun 2003
Recent activity
Updates to this firm's record on the FCA register.
trading name added: J Rothschild Assurance Public Limited Company
controlled function added: (80)SMF1 Chief Executive
controlled function added: (79)SMF24 Chief Operations
controlled function added: (78)SMF9 Chair of the Governing Body
controlled function added: (77)SMF7 Group Entity Senior Manager
controlled function added: (76)SMF11 Chair of the Audit Committee
controlled function added: (75)SMF7 Group Entity Senior Manager
controlled function added: (74)SMF7 Group Entity Senior Manager
controlled function added: (73)SMF7 Group Entity Senior Manager
controlled function added: (72)SMF18 Other Overall Responsibility