Richard John Felton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (1 Nov 2007 to 10 Oct 2008)
- CF1 Director (AR) (16 Jan 2007 to 10 Oct 2008)
- CF22 Investment Adviser (Trainee) (16 Jan 2007 to 31 Oct 2007)
Openwork Limited (no longer approved here)
FRN 408285
- CF1 Director (AR) (1 Jun 2005 to 21 Jan 2007)
- CF21 Investment Adviser (1 Jun 2005 to 21 Jan 2007)
Watercress Associates Ltd (no longer approved here)
FRN 193967
- Employed By (8 Jul 2003 to 10 Oct 2008)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2003)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2003)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.