ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrea Valerie Langfield

  IRN AVL01006

  • CF10 Compliance Oversight (1 Dec 2001 to 30 Oct 2002)
• Andrew Alexander Lees

  IRN AXL00063

  • CF22 Investment Adviser (Trainee) (12 May 2003 to 3 Jun 2003)
• Andrew Bruce Cameron

  IRN ABC00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Andrew Cain

  IRN AXC00076

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Andrew Carrington Marshall

  IRN ACM00026

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Andrew Charles Benson

  IRN ACB01099

  • CF21 Investment Adviser (1 Nov 2002 to 9 Jan 2003)
  • CF22 Investment Adviser (Trainee) (3 May 2002 to 1 Nov 2002)
• Andrew Charles Hodkin

  IRN ACH00008

  • CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2003)
• Andrew Charles Hopper

  IRN ACH00005

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Andrew Connolly

  IRN AXC00023

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Andrew David Glover

  IRN ADG01044

  • CF10 Compliance Oversight (2 Jan 2003 to 31 Oct 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Oct 2005)

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• Mortgage Line Services (no longer appointed)

  FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2003

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  FRN 223739 · Appointed 20 Mar 2003 · Until 3 Jun 2003

• Trafalgar Square Financial Planning Consultants (no longer appointed)

  FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2003

• Stepping Stones Estate Agents Ltd (no longer appointed)

  FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2003

• Chris Webb Consultancy (no longer appointed)

  FRN 223208 · Appointed 28 Feb 2003 · Until 3 Jun 2003

• ACA Asset Finance Ltd (no longer appointed)

  FRN 223209 · Appointed 28 Feb 2003 · Until 3 Jun 2003

• Chris Haley (no longer appointed)

  FRN 223202 · Appointed 28 Feb 2003 · Until 3 Jun 2003

• Great Stour Associates (no longer appointed)

  FRN 201767 · Appointed 20 Feb 2003 · Until 7 Dec 2004

• JJS Consultants Ltd (no longer appointed)

  FRN 222946 · Appointed 18 Feb 2003 · Until 3 Jun 2003

No changes recorded yet.