Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 15 May 2012)
- CF1 Director (AR) (22 May 2006 to 15 May 2012)
- CF21 Investment Adviser (21 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Mar 2006 to 21 Mar 2006)
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- Employed By (22 May 2006 to 15 May 2012)
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- (1)Employed By (13 Jan 2004 to 22 May 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Alexander Wray & Co Ltd
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controlled function added: (1)Employed By at Alexander Wray & Co Ltd